The ISO 37301 specifies requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining and improving an effective compliance management system within an organization.
The Compliance Management Foundation (ISO 37301) is an entry-level certification intended for IT professionals seeking to validate their knowledge of compliance in accordance with the ISO 37301.
This exam includes topics such as Scope, Key Terms and definitions, Context of the organization (Understanding the organization and its context, Understanding the needs and expectations of interested parties, Determining the scope of the compliance management system, Compliance management system, Compliance obligations, and Compliance risk assessment), Leadership (Leadership and commitment, Compliance policy, Roles, responsibilities and authorities, ), Planning (Actions to address risks and opportunities, Compliance objectives and planning to achieve them, and Planning of changes), Support (Resources, Competence, Awareness, Communication, and Documented information), Operation (Operational planning and control, Establishing controls and procedures, Raising concerns, and Investigation processes), Performance evaluation (Monitoring, measurement, analysis and evaluation, Internal audit, and Management review), Improvement (Continual improvement and Nonconformity and corrective action).
The Compliance Management Foundation (ISO 37301) certification exam is an online, closed-book, and remotely-proctored exam. It includes 40 questions and the passing score is 70%. You will have 60 minutes to complete the exam. Validate your knowledge of the ISO 37301 and advance your career. Register for your online exam now!
Exam code |
ITC-062 |
Launch date |
April 22, 2021 |
Exam description |
The Compliance Management Foundation (ISO 37301) exam tests the candidate knowledge of the ISO 37301. |
Current version |
1.0 |
Exam format |
Multiple choice and True/False; computer-based; closed book |
Number of questions |
40 questions |
Passing score |
70% (28 out of 40) |
Exam duration |
60 minutes |
Level |
Foundation |
Languages |
English and Portuguese |
Exam description |
This exam includes topics such as Scope, Key Terms and definitions, Context of the organization (Understanding the organization and its context, Understanding the needs and expectations of interested parties, Determining the scope of the compliance management system, Compliance management system, Compliance obligations, and Compliance risk assessment), Leadership (Leadership and commitment, Compliance policy, Roles, responsibilities and authorities, ), Planning (Actions to address risks and opportunities, Compliance objectives and planning to achieve them, and Planning of changes), Support (Resources, Competence, Awareness, Communication, and Documented information), Operation (Operational planning and control, Establishing controls and procedures, Raising concerns, and Investigation processes), Performance evaluation (Monitoring, measurement, analysis and evaluation, Internal audit, and Management review), Improvement (Continual improvement and Nonconformity and corrective action). |
RECOMMENDED HOURS OF STUDY |
16 hours |
Bloom's Taxonomy |
Level 1 (Remembering), Level 2 (Understanding) and Level 3 (Applying) |
Recommended reading |
• ISO 37301:2021 Compliance management systems — Requirements with guidance for use |
Prerequisites |
There are no prerequisites for this certification |
Recommended experience |
Six months of work experience in Compliance |
Validity period |
Lifetime |
Domains | Weight |
---|---|
1. Scope of the ISO 37301 |
5% |
2. Terms and definitions |
20% |
3. Context of the organization |
10% |
4. Leadership |
10% |
5. Planning |
10% |
6. Support |
10% |
7. Operation |
15% |
8. Performance evaluation |
10% |
9. Improvement |
10% |
Total | 100% |
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Earn 3 certifications and receive a stackable certification (designation).
After purchasing an exam voucher, candidates will have 180 days to take the exam.
The exam voucher includes 2 retakes in case the candidate fails the first attempt.
There are no prerequisites to take the exams. ITCERTS recommends that candidates have at least six months of work experience in the area that the certification exam covers.
If a candidate does not achieve a passing score on the first attempt, there is no waiting period between the first and the second attempt. If a candidate does not achieve a passing score on the second attempt, the candidate must wait at least 7 days before retaking the exam for a third time. A candidate may not take a given exam any more than three times per year (12 months).
Visit the Online Proctored Exam registration page to find complete instructions.
Training is recommended as part of your certification preparation, but it is not mandatory.
Our exams are currently available in English and Portuguese.
Exams are delivered online (Online Proctored Exams) and can be taken from anywhere in the world.
ITCERTS certifications are considered good-for-life and do not expire.
Your employer can verify your certification on our certification verification page. Your certification number will be needed in order to process the verification.
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